Off-campus WSU users: To download campus access dissertations, please use the following link to log into our proxy server with your WSU access ID and password, then click the "Off-campus Download" button below.

Non-WSU users: Please talk to your librarian about requesting this dissertation through interlibrary loan.

Access Type

WSU Access

Date of Award

January 2025

Degree Type

Dissertation

Degree Name

Ph.D.

Department

Management and Information Systems

First Advisor

Anand Jha

Second Advisor

Cuyler Strong

Abstract

This dissertation explores how firm‐level regulatory intensity affects both external audit outcomes and shareholder distributions. Using a machine‐learning measure of regulatory burden (RegIn) merged with twenty years of Compustat and Audit Analytics data, Chapter One shows that higher RegIn raises audit fees and extends engagement duration, particularly for firms with weak internal controls or litigation exposure. A difference‐in‐differences test around Dodd‐Frank confirms a causal link. Chapter Two demonstrates that heavier regulatory demands prompt firms to increase total payouts—driven chiefly by dividends—as institutional investors use dividends to discipline management amid uncertainty. This dividend response is most pronounced in firms with concentrated institutional ownership and weaker governance, and it correlates with higher firm valuations. The findings illuminate how regulatory oversight shapes audit resource allocation and payout policies.

Off-campus Download

Share

COinS